J 0003/23 24-10-2023 | Epo.org (2024)

1. The case is ready for decision, which is to be taken in written proceedings on the basis of the contested decision to be reviewed and on the basis of the appellant's written submissions, without holding oral proceedings, pursuant to Article 12(8) RPBA 2020 and Articles 113 and 116 EPC. The appellant did not request oral proceedings and the Board does not consider it expedient to hold oral proceedings of its own motion.

2. The appeal is inadmissible for lack of substantiation, in the statement of grounds of appeal, of the reasons for setting aside the impugned decision (Rule 99(2) EPC). According to established case law, a statement of grounds referring generally to the submissions made at first instance cannot be considered sufficient for the purposes of Article 108, third sentence, in conjunction with Rule 99(2) EPC.

3. Yet even if the appellant's submissions before the Receiving Section were to be taken into account, the appellant's main request that the decision of the Receiving Section to refuse the request for re-establishment be set aside is not allowable.

4. The decision of the Receiving Section to refuse the request for re-establishment is correct.

5. The Board agrees with the Receiving Section that the conditions under Article 122 EPC for re-establishment of rights, namely that in spite of all due care required by the circumstances having been taken, the applicant was unable to observe the time-limit, were not fulfilled (for general comments on due care, see Case Law of the Boards of Appeal (CLB), 10th edition, 2022, III.E.5.2). The appellant has not demonstrated that the non-compliance was the result of exceptional circumstances (see CLB, III.E.5.3), nor has it shown that it was the result of an isolated mistake within a normally satisfactory monitoring system (see CLB, III.E.5.4).

6. The Receiving Section largely dealt with the appellant's arguments in Reasons 8 to 11 of the decision under appeal. In point 8, it correctly pointed out that no evidence had been provided for the fact that the European representative had sent reminders and contacted the applicant before the scheduled deadline. The Board agrees with the explanations in point 9 of the decision that the reference to the holidays in XX is not an acceptable reason for justifying overlooking the time limit. The Board notes, in particular, the appellant's argument that the cited holidays made communication difficult in the period between 5 September and 30 September. This cannot explain why the two-month time limit was missed. Furthermore, the Board agrees with the evaluation of the Receiving Section in point 10 of the decision that the appellant's statement that the main reason why the deadline was overlooked was an unfortunate human error was too unspecific to be taken into consideration. This also applies to its reference to the Covid pandemic as cited in point 11 of the decision.

7. Moreover, the appellant's auxiliary request, i.e. that the application be upheld in part, namely without the deficient pages, is not allowable.

8. The appellant argued in its statement setting out the grounds of appeal that the application still had 29 figures which satisfied the requirements of former Rule 46(1) EPC ("now deleted"). Therefore, the present application could not be considered to have failed to satisfy the requirements of Article 90 EPC in its entirety.

9. Article 90(5) EPC stipulates that a European patent application shall be refused if a deficiency noted in the examination of formal requirements is not corrected, unless a different legal consequence is provided for by the Convention. The maintenance of the application in part (without the deficient drawings) is not provided for by the EPC.

10. As a side remark, the Board notes that former Rule 46(1) EPC, on minimum margins on sheets containing drawings, was replaced by new Rule 49(2) EPC and the decision on presentation requirements for drawings, without substantive amendments (see Decision of the President of the EPO dated 25 November 2022 on the presentation of applications and other documents, OJ EPO 2022, A113, in particular Article 1, Form and content of the drawings).

11. The Board further notes that according to point 2 of the order of the decision under appeal, the application was deemed to be withdrawn. This declaration is not decisive and does not have a binding effect. The legal effect of rejecting the request for re-establishment is that the decision to refuse the application (which was not appealed) remains in legal force.

12. As a result, the appeal is unallowable and has to be dismissed.

J 0003/23 24-10-2023 | Epo.org (2024)

FAQs

What is further processing EPO guidelines? ›

Further processing must be requested for each omitted step. The applicant is informed accordingly in a communication of loss of rights (EPO Form 1205N/EPO Form 1205A). The requests for further processing must be filed and the deficiencies remedied within two months of notification of the communication.

What is plausibility in the enlarged board of appeal? ›

Instead, the Enlarged Board considers “plausibility” to be merely a criterion that can be used to determine whether a patentee can rely on an alleged technical effect. As such, it is an assertion of fact that the patentee must demonstrate in order to validly rely on an asserted but contested technical effect.

What is the summary of g2 21? ›

In summary, G 2/21 generally provides ammunition for opponents seeking to place the burden on patentee for demonstrating a technical effect. It also clearly places the burden on patentee for sufficiency of therapeutic effects, and makes it difficult to address this issue with post-published data.

What is the 10 day rule for EPO? ›

What is the EPO 10-day rule? In accordance with the European Patent Convention, where notification of an official communication is sent by registered letter, currently, the letter is deemed to be delivered to the addressee on the tenth day following its posting (Rule 126(2) EPC).

What is the rule 10 of the EPO? ›

(1)After the European Patent Office has registered the unitary effect of the European patent in the Register for unitary patent protection and has examined the request for compensation, it shall inform the patent proprietor whether that request has been granted or rejected.

What does plausible claim mean? ›

A colorable claim is a plausible legal claim. This means that the claim is “strong enough” to have a reasonable chance of being valid if the legal basis is generally correct and the facts can be proven in court. Note that the claim need not actually result in a win.

What is plausible deniability in court? ›

Plausible deniability is the ability of people, typically senior officials in a formal or informal chain of command, to deny knowledge of or responsibility for actions committed by or on behalf of members of their organizational hierarchy.

What is plausible and probable? ›

Plausible means that it's reasonable or believable that a thing might happen. “I live in a house with fifty puppies. It's plausible that once in a while, the dog might eat my homework.” Probable means it's more likely than not that a thing will happen.

What is the G1 21 decision? ›

G 1/21 is a decision issued on 16 July 2021 by the Enlarged Board of Appeal of the European Patent Office (EPO) regarding the legality of holding oral proceedings at the EPO by videoconference without the consent of the parties.

What triggers G2? ›

Histone Deacetylase Inhibitors Trigger a G2 Checkpoint in Normal Cells That Is Defective in Tumor Cells.

What does G2 prepare for? ›

So, what happens in the G2 phase of the cell cycle? The second growth phase starts to prepare the cells with newly replicated DNA for entry into the mitosis phase by putting in place the necessary organelles for mitosis. The cell cycle is a vital part of the continued persistence of all eukaryotes and prokaryotes.

What is the further processing procedure? ›

Further processing is a procedure intended to be used when a deadline is inadvertently missed. It enables the applicant to pay a fee and continue prosecution of the application.

What is the further processing rule for EPC? ›

Further processing under Article 121, paragraph 1, shall be requested by payment of the prescribed fee within two months of the communication concerning either the failure to observe a time limit or a loss of rights. The omitted act shall be completed within the period for making the request.

What is the rule 161 for further processing EPO? ›

The Rule 161/162 communication sets a six month time limit for response. This time limit is not extensible. The claims on file at the EPO after expiry of the six month time limit will be those considered when examination begins and determine how many claims fees are payable at this time.

What is the appeal process for EPO? ›

An appeal must be filed in writing (including fax or online filing with EPO software) within two months of notification of the contested decision. It is not valid unless the appeal fee has been paid (see the current "Schedule of fees and expenses").

References

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